Risk Technology Moves Beyond Market Access Rule
By Brian Ross, CEO, FIX Flyer. Pre-trade risk management is not new to the sell-side or exchanges, but the way it is implemented continues to evolve...
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Authorization
Tag: risk management
Risky Business
George Rosenberger, Managing Director and Head of ConnEx, ConvergEx Group examines the current trends in risk management, and trade-away flow...
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Managing Risk in Fixed Income
With Trevor Leydon, Head of Investment Risk for Fixed Income at Aviva Investors. Like a lot of larger firms, we operate a matrix-style control system for risk management. For things that are electronically-traded,...
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Dialled In: Dark Pools And HFT
Australian Securities and Investment Commission’s (ASIC), Greg Yanco, discusses dark pools and HFT, on a recent GlobalTrading conference call, with market participants Matt Saul, Head of Trading Asia ex. Japan at...
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What’s Next For Brazil?
By Christian J. Zimmer and Hellinton Hatsuo Takada, Itaú Asset Management. The electronic trading landscape in Brazil is highly connected to BMFBovespa. Fortunately, BMFBovespa uses FIX as their communication protocol....
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In-House Asset Management
Gustaf Hagerud, Deputy CEO and Head of Asset Management, Third National Swedish Pension Fund (AP3). We have had in-house equity management since the fund started in 2001. But then we primarily had exposure in the...
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What’s In A Warning
Brandon DeCoster, Vice President of Product Management at FIXFlyer examines the process of monitoring and alerting, and what might get overlooked. Mistakes are unavoidable. They can be mitigated, minimised, even...
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Sophisticated Risk Management Tools Critical for Exchanges and Clearing Houses
By Malcolm Warne Vice President, Product Manager, Risk Management NASDAQ OMX Market Technology Traditionally, sophisticated enterprise risk management has been the domain of large broker dealers...
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Collaboration with the buy-side
By Jeffrey Alexander and Linda Giordano of Barclays There is a tremendous amount of technology behind the creation and maintenance of every new venue and every new innovation introduced by these venues. It is difficult...
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Controlling Risk in Today’s Market The Canadian Safety Nets
By Deanna Dobrowsky, Vice President, Market Regulation Policy, IIROC Canadian regulators, like their counterparts around the globe, have worked to establish a framework to mitigate risk in electronic markets.
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Where Do Your Orders Go Before They’re Executed?
Capital Group’s Brian Lees is driving efforts to ask more questions of brokers, and for more data on where an order is shown before it executes, but can the buy-side handle the resulting deluge? Our first push was...
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Crisis and Opportunities
With James Rae, Advanced Execution Services, Credit Suisse On the sunny Friday morning of May 7th 2010 I stepped into a large meeting room with the senior management of an ASEAN exchange. We were there to discuss the...
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Dialing Down The Risk
George Rosenberger, Managing Director and Head of ConnEx, ConvergEx Group’s outsourced FIX connectivity solution, looks at some of the major themes in risk management and the value of client profiling.There have been...
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Risk management regulation – SunGard’s take on the FPL guidelines.
David Morgan, Marketing director, trading and client connectivity, SunGard’s capital markets business, Q&A on FPL’s recommended risk guidelines and SunGard position paper “Implementing effective electronic trading risk controls”....
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Author Profile: David Leinweber
David Leinweber, author of Nerds on Wall Street: Math, Machines and Wired Markets, talks about the impact of big data on technology, trading, regulation and risk management. David Leinweber heads the Lawrence Berkeley National Laboratory...
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Risk under Wraps: Effectively Managing Trading Risks
By Neal Goldstein, J.P. Morgan, Timothy Furey, Goldman Sachs and Greg Wood elaborate on the forthcoming FPL Risk Subcommittee’s Risk Management Guidelines including their extension to cover DMA, symbology and futures.
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Barrier to Entry: Buy-side Pre-trade Risk Controls
By Fabricio Oliveira, Mirae Asset Global Investments Brazil discusses his approach to pre-trade risk controls and how local market structure influences the occurrence of risk...
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Views from India: An Algo Roundtable
Brian Ross of FIX Flyer talks to Buy- and Sell-side presenting the latest lessons on high frequency trading and algorithms from the Indian market. India’s capital markets are experiencing increased interest from local...
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Rules of the Road : New Regulations for Canada
By Thomas Kalafatis CIBC’s Thomas Kalafatis maps out the new CSA rules regarding direct electronic access and suggests its potential effects on brokers and institutional traders. Are the updated Direct Electronic Access (DEA)...
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Spotlight on: Aggregation
By Dmitry Rakhlin, Greg Lee, Steve Grob, Ned Philips, Glenn Lesko AllianceBernstein’s Global Head of Quantitative Trading, Dmitry Rakhlin, discusses the problem of fragmentation and what makes a good aggregator, along with Ned Phillips...
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Switching Platforms: Moving to the SaaS Model
By Garvin Young Brown Brothers Harriman’s Garvin Young explains the decision to adopt a Software as a Service (SaaS) trading system in lieu of traditional on-site architecture. In its capacity as a global custodian, Brown Brothers...
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Keeping Risk at Bay: A Systemic Approach
By Timothy Furey, Goldman Sachs, Neal Goldstein, Nomura and John Goeller, Bank of America Merrill Lynch. Discussing about the process of managing risk in electronic trading...
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Market Morphing
By Bart Chilton, Commissioner of the Commodity Futures Trading Commission. Discusses the Need for Algorithm Oversight. As we all know, the world’s financial markets have changed dramatically in the last decade.
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